One of the tools that sets AltaStreet apart from other web design companies, and makes us a favorite of broker/dealers, is our website compliance manager. The AltaStreet Compliance Manager empowers an advisor to make all the changes they need to their website, and allows the broker-dealer to keep up with compliance. Here are a few features:
The AltaStreet Compliance Manager is integrated into the website content management workflow, allowing it to keep updates to the website from being published until the content has been reviewed and approved by the appropriate compliance department.
Here’s how it works:
The system is based on 2 decisions, one by the content editor and one by the compliance officer. When a change is made to the website (update an existing page, add a new article, etc…) the content editor has three choices:
If option #2 is chosen, and changes are sent to compliance, an email is immediately sent to the compliance department. The compliance officer can then log into the Compliance Manager and view a list of pages awaiting their review. As the officer reviews a page, they have three options:
We’ve worked hard to make this system as streamlined and simple as possible for everyone involved. And we are always open to constructive criticism and suggestions to improve. Give us a call or send us an email at support@altastreet.com.